新华社北京８月３日电（记者 陶俊洁 赵晓辉）证监会３日披露了三起证券市场违法违规案件，分别是彩虹精化信息披露违法违规案、亚星化学信息披露违法违规案及正源和信所违法违规案、ＳＴ天润信息披露违法违规案。

    Beijing, aug. 3（Reporter TaoJunJie ZhaoXiaoHui）CSRC 3, three on securities market disclosure illegal violations，Rainbow refine the information disclosure were illegal case、Yaxing chemical information disclosure illegal case and is the source and the letter illegal case、ST following information disclosure illegal case。

    根据监控发现的线索，２０１１年４月，证监会对深圳市彩虹精细化工股份有限公司信息披露违法违规行为立案调查。经查，彩虹精化存在未及时披露可能给彩虹精化带来巨额利润的合同事项，以及未及时披露彩虹绿世界与深圳绿世界商谈变更合同主体事项。

    According to the monitor found clues，April 2011，Securities regulatory commission to shenzhen rainbow fine chemical Co., LTD information disclosure illegal survey put on record。On the basis，Rainbow exists, does not timely disclosure refinements to refine the rainbow may bring huge profits contract matters，And not timely disclosure rainbow green world and shenzhen green world negotiations changes contract subject matters。

    证监会决定：对彩虹精化给予警告，并处以３０万元罚款；对相关人员陈永弟给予警告，并处以２０万元罚款；对李化春给予警告，并处以１０万元罚款；对郭健、王明章给予警告，并分别处以５万元罚款；对刘科给予警告，并处以３万元罚款。

    Securities regulatory commission decided to：Given a warning to refine the rainbow，And fined up to 300000 yuan；Related ChenYongDi personnel to give a warning，And fined up to 200000 yuan；LiHuaChun to give a warning，And fined up to 100000 yuan；To GuoJian、WangMingZhang give warning，And were fined up to 50000 yuan；LiuKe to give a warning，And fined up to 30000 yuan。

    根据日常监管发现的线索，２０１０年１１月，证监会对潍坊亚星化学股份有限公司信息披露违法违规行为立案调查。经查，亚星化学存在与控股股东潍坊亚星集团有限公司之间存在直接的非经营性资金往来未予及时披露，未作账务处理。同时，亚星化学未及时披露重大担保事项。

    According to the daily supervision found clues，November 2010，Of weifang yaxing CSRC chemical Co., LTD information disclosure illegal survey put on record。On the basis，Yaxing chemical existence and controlling shareholders weifang yaxing group limited company directly between the non-operational funds not timely disclosure，Not accounting treatment。At the same time，Yaxing chemical not timely disclosure major security matters。

    证监会决定：责令亚星化学改正，给予警告，并处以５０万元罚款；对时任董事长陈华森给予警告，并处以２０万元罚款；对时任董事张福涛、王志峰和汪波给予警告，并分别处以５万元罚款；对时任董事周建强、唐文军、刘建平、段晓光、鄢辉、周洋和独立董事韩俊生、王维盛、陈坚给予警告，并分别处以３万元罚款。

    Securities regulatory commission decided to：Yaxing shall be ordered to correct chemical，Give warning，And fined up to 500000 yuan；Then the chairman of ChenHuaSen give warning，And fined up to 200000 yuan；The director of ZhangFuTao、WangZhiFeng and WangBo give warning，And were fined up to 50000 yuan；The director of ZhouJianJiang、TangWenJun、Sd ryder、DuanXiaoGuang、YanHui、Week HanJunSheng and independent directors、WangWeiCheng、23 Chen j give warning，And were fined up to 30000 yuan。

    此外，为亚星化学２００９年年报进行审计的山东正源和信有限责任会计师事务所也被处以责令改正，没收业务收入３５万元，并处以３５万元罚款；对两名签字注册会计师刘守堂、贺业政给予警告，并分别处以３万元罚款的惩罚。

    In addition，For yaxing chemical 2009 report of audit shandong is the source and the letter limited liability accounting firm was also fined shall be ordered to make corrections，Confiscate the business income is 350000 yuan，And fined up to 350000 yuan；For two signature LiuShouTang certified public accountants、HeYeZheng give warning，And were fined up to 30000 yuan punishment。

    证监会同时披露了湖南天润实业控股股份有限公司挪用募集资金等违法违规行为。经查，ＳＴ天润使用募集资金归还银行借款未及时披露，公告内容存在虚假记载。同时，未经批准擅自改变募集资金用途、重大仲裁事项未及时披露。

    CSRC also revealed hunan following industrial holdings Co., LTD misappropriate illegal activities such as raising funds。On the basis，ST following use to raise funds returned bank loan not timely disclosure，Announcement content has false recordings。At the same time，Without approval do STH without authorization changes to raise funds use、Major arbitration matters not timely disclosure。

    证监会决定：责令ＳＴ天润改正违法行为，给予警告，并处以３０万元罚款；对赖淦锋、彭朝辉给予警告，并分别处以１０万元罚款；对戴浪涛、罗林雄给予警告，并分别处以３万元罚款。

    Securities regulatory commission decided to：Ordered to ST following his illegal behavior，Give warning，And fined up to 300000 yuan；To LaiGanFeng、PengChaoHui give warning，And were fined up to 100000 yuan；A wave of、LuoLinXiong give warning，And were fined up to 30000 yuan。

    证监会有关部门负责人强调，上市公司应进一步完善内控制度，真实、准确、完整、及时地履行信息披露义务，高管人员应尽职尽责，对签字的信息披露事项严格把关；证券服务机构应勤勉尽责，严格履行相应程序，确保所出具的文件真实、准确、完整。

    Securities regulatory commission in charge of relevant departments emphasis，The listed company shall further perfecting the system of internal control，real、accurate、complete、Timely perform information disclosure obligation，Senior executives should be due diligence，Sign on the information disclosure of strictly matters；The securities service institution shall carry out their duties diligently，Strictly fulfill corresponding program，Ensure that the documents produced by real、accurate、complete。