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金立群:监事会制度是维护股东利益的需要--亲稳网络舆情监测室
2012-12-28

  { 金立群认为,现代金融企业制度是中央制定的国有金融机构改革方向。决策—执行—监督—相互制衡相互配合的公司权力运行机制是现代金融企业制度的核心内容 】

{ JinLiQun think,Modern financial enterprise system is formulated by the central state-owned financial institutions reform direction.Decision making - - - execution supervision and checks and balances and cooperate with each other company power operation mechanism is the core of modern financial enterprise system content ]

  “对国有金融机构而言,由于其市场垄断地位较强,经营决策权相对集中,来自于产品市场、控制权市场和职业经理人市场的约束相对不强,如果内部监督再不到位,则更易出现系统性风险。”

"In terms of the state-owned financial institutions,Because of its dominant market position is strong,Business relatively concentrated decision-making power,From the product market/Control market and professional manager market constraints relative is not strong,If the internal supervision and don't reach the designated position,, are more likely to have systemic risk."

  在日前举行的中投公司控参股银行监事会工作座谈会上,中国投资有限责任公司监事长金立群接受记者采访时表示,监事会已经成为国有金融资产保值增值的重要保障。

In the recently held at the cic control participation bank board of supervisors work symposium,China investment co., LTD. Supervisors long JinLiQun when accepting a reporter to interview said,The board of supervisors has become state-owned financial assets of the important guarantee.

  “监事会是公司治理层面专司监督职责的机构,国有金融机构监事会是建立现代金融企业制度的内生选择。”金立群认为,现代金融企业制度是中央制定的国有金融机构改革方向。决策—执行—监督—相互制衡相互配合的公司权力运行机制是现代金融企业制度的核心内容。

"The board of supervisors is corporate governance level supervision responsibilities alongside the mechanism,The board of supervisors of state-owned financial institutions is to establish a modern financial enterprise system of endogenous choice."JinLiQun think,Modern financial enterprise system is formulated by the central state-owned financial institutions reform direction.Decision making - - - execution supervision and checks and balances and cooperate with each other company power operation mechanism is the core of modern financial enterprise system content.

  在金立群看来,监事会制度是维护股东利益的需要。他认为,公司制企业下,所有权和经营权分离,产生了“内部人控制”,这决定了在公司决策和执行体系外,有必要设置一个执行股东所有权意志的独立监督机构,对董事会和管理层进行合理制衡,降低其利用对经营管理过程的直接控制而任意扩大自身私利的风险。

In JinLiQun seems,The board of supervisors system is to protect the interests of the shareholders need.He thinks,Corporations under,Separation of ownership and managerial authority,produced"Insider control",The decision on the company decision-making and implementation the system,It is necessary to set up a performance shareholders' ownership will independent watchdog,To the board of directors and management and reasonable,To reduce the use of management process of the direct control and the risk of any expand their own self-interest.

  经过十余年探索,目前国有金融机构监事会工作取得了进展。各家国有商业银行监事会成立了履职监督委员会、财务内控监督委员会等专门委员会,并在监事会办公室内成立了相关专业处室作为工作支撑;建立了涵盖议事规则、专业委员会工作细则、履职评价操作规程、财务内控监督要点等的制度体系;综合运用审阅履职报告、发送管理提示函、座谈测评等手段对董事会、管理层及其成员开展履职监督;加强对财务报告编制过程、重要财务会计政策及重大财务事项的财务监督;开展专项调研揭示重大风险。通过在公司治理层面切实发挥监督职能,监事会对防范系统性风险、提高银行竞争力发挥了重要作用。

After more than ten years to explore,At present the board of supervisors of state-owned financial institutions work made progress.Each of the board of supervisors of state-owned commercial Banks established resumption supervision committee/Financial internal control supervision committee and other special committee,And the board of supervisors office set up relevant professional office as a working support;Established covers rules of procedure/Professional committee working instruction/Resumption evaluation procedures/The main financial internal control system;The integrated use of resumption review report/Send management prompt letter/Discussion evaluation methods to the board of directors/Management and its members to carry out supervision resumption;Strengthen the financial report of process/Important financial and accounting policy and major financial matters of financial supervision;To carry out special investigation reveals significant risk.The company management level and develop supervisory function,The board of supervisors to prevent systemic risk/To improve the competitiveness plays an important role.

  在谈到未来发展思路时,金立群说:“国有金融机构监事会需要进一步完善工作体制和机制,更好地促进金融机构健康可持续发展。”

Talking about future development train of thought,JinLiQun said:"The board of supervisors of state-owned financial institutions need to further perfect the system and mechanism,Better to promote the sustainable development of financial institutions."

  他提出,未来应探索以监事会为核心的内部监督体系,加强对重大风险的监控。“监事会居于战略监督和高层监督的地位,有能力整合经营层面的监督资源。目前,中投公司已有"监审合一"体制的成功经验,国有金融机构监事会可探索领导或指导内部审计工作。”

He put forward,The future should probe and the board of supervisors is the core of the internal supervision system,To strengthen the monitoring of significant risk."The board of supervisors in strategic supervision and high supervision status,I have the ability to integrate the management levels of supervision and resources.At present,Cic has"Prison and trial"The successful experience of system,The board of supervisors of state-owned financial institutions can explore leading and directing the internal audit work."

  此外,他认为,应增强国有金融机构监事会的独立性和权威性,设立金融机构监事任职资格门槛,实行严格的准入制度。

In addition,He thinks,State-owned financial institutions should be enhanced by the supervisors of the independence and authority,Set up financial institutions supervisors qualifications threshold,Strict admittance system.

  2009年以来,每年一次的中投公司控参股银行监事会工作座谈会为各家银行、有关部委和监管机构提供了工作交流平台。(新华社)

Since 2009,Once a year of cic control participation bank working conference of the board of supervisors for Banks/Relevant ministries and commissions and regulators provide the working platform.(The xinhua news agency)



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