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监管风暴 湖北证监局半年查14案--亲稳网络舆情监测室
2012-07-20

  并非个案 Is not the case

  从6月初华工科技(000988,股吧)案算起,两个月不到,湖北先后有4家上市公司被调查 From early June south China university of technology and science and technology(000988,Shares it)Case count,Less than two months,Hubei has four listed company was survey

  ⊙记者 高山 ○编辑 邱江

Mountain QiuJiang ○ ⊙ reporters editor

  华昌达(300278,股吧)的案发,让湖北上市公司再度引起全国资本市场的广泛关注。从6月初的华工科技案算起,在两个月不到的时间里,湖北先后已有4家上市公司遭到监管部门的立案稽查或立案调查。联系到此前紧急召开的“湖北上市公司2012年内幕交易防控培训会”,当地无疑正经历一场严厉的监管风暴。

Huachang of(300278,Shares it)The crime of,Let the hubei listed companies once again became the national capital market attention。From early June of science and technology in the count,In less than two months time,Hubei has have four listed companies were regulatory filing auditing or initiate an investigation。Link to previous held an emergency“Hubei listed company insider trading at prevention and control in 2012”,Local undoubtedly is undergoing a strict supervision storm。

  多家公司被查 Many companies are found out

  根据公开信息,6月初华工科技收到证监会调查通知书,公司董事长马新强等因涉嫌违反相关证券法律法规被证监会立案调查。由于涉及时下最为敏感的内幕交易,在业内曾引发“震动”。就在市场略微平息之时,7月初湖北又先后曝出永安药业(002365,股吧)和东贝B股因涉嫌违反《中华人民共和国证券法》及相关法规被立案稽查,加上最新的华昌达,可谓“余震”不断。事实上,近期湖北披露的案件还包括武汉塑料(000665,股吧)和武汉中商(000785,股吧),不过都因与上市公司本身关联不大,而没有引起资本市场的关注。

Based on public information,Early June survey of science and technology commission received the notification,The chairman of the company MaXinJiang etc for alleged violations of securities laws and regulations related to initiate an investigation by CSRC。Because it involves the most sensitive nowadays insider trading,In the industry have raised“vibration”。In a market of calm,In early July and has hubei expose wing pharmaceutical(002365,Shares it)And the east bay B shares for suspected breach《Securities law of the People's Republic》And related laws and regulations were put on record auditing,With the latest huachang reach,is“aftershocks”constantly。In fact,The case of the recent hubei disclosure also includes wuhan plastic(000665,Shares it)And wuhan zhongshang(000785,Shares it),But because of the listed company itself and are not relevant,And did not cause the attention of capital market。

  这一切与证监会严格执法整肃资本市场大环境有关。自郭树清主席履新以来,证监会明显加强了打击以内幕交易为主的各种违法违规行为的力度。证监会日前召开的2012年稽查执法联席会议提出,执法部门要对证券期货市场各类违法违规行为保持“零容忍”态度,发现一起、查处一起,坚决打击,绝不姑息。要通过严格执法来赢得投资者对监管者的信任和支持。要进一步突出执法重点,争取在打击内幕交易、遏制市场操纵和“炒新、炒小、炒差”、强化中介违法追责上有新的作为,净化市场环境,提升投资者的市场信心。

All this and securities regulatory commission strict law enforcement capital market environment purge relevant。The chairman guo since office,CSRC significantly increased hitter to insider trading mainly of all kinds of illegal efforts。Securities regulatory commission recently at the 2012 meeting of the joint inspection law enforcement,Law enforcement to securities and futures market all kinds of illegal keep“Zero tolerance”attitude,Detection together、Together and,Strike resolutely,Never palliative。Through the strict law enforcement to win the trust of investors for regulators and support。To further highlight the law enforcement focus,For the blow of insider trading、Curb market manipulation and“Fried new、Small fry、Fry bad”、Strengthen the intermediary illegal on the new principal after as,Purify market environment,Ascension of investors market confidence。

  在执行证监会“零容忍”政策方面,湖北显然已走在了全国前列。据上证报资讯统计,今年以来先后有十多家上市公司发布被立案稽查的公告,分别是中国宝安(000009,股吧)、ST博元、华工科技、巴安水务(300262,股吧)、新中基、南纺股份、永安药业、东贝B股和华昌达等,其中有4家公司位于湖北辖区。值得注意的是,在湖北四家被立案稽查的公司中,除了华工科技外,其他都由证监会武汉稽查局办理,而剩下公司中由地方稽查局办理的仅有新中基一家。

In the implementation of the CSRC“Zero tolerance”policy,Hubei obviously has to leave in the front in the whole country。According to the information statistics report,Since this year, there have been more than ten listed companies is put on record of audit released announcements,Were China baoan(000009,Shares it)、ST bo yuan、South China university of science and technology、BaAn water(300262,Shares it)、In the new、NaFang shares、Wing pharmaceutical、East bei B shares and huachang reach, etc,There are four companies located in hubei jurisdiction。Note the,In hubei four was put on record of the checking of the company,In addition to the south China university of science and technology,Other are made by CSRC wuhan JiZhaJu to deal with,And the remaining in the company by the local JiZhaJu dealt with only in a new base。

  实行严厉监管 A tough regulatory

  湖北证监局此前已为此轮监管风暴打过“预防针”。 在今年的内幕交易防控培训会上,湖北证监局局长芮跃华曾透露,今年上半年湖北辖区内因涉嫌违法违规接受调查的有14起,其中12起涉嫌内幕交易。芮跃华当时提出,湖北证监局将转变监管理念,日常严格要求,及时核查,实行严厉的监管措施。“该记入诚信档案的就要记入,该换人的就要换人,该移送司法机关移送司法机关,坚决遏制上市公司违规违法行为,切实抓好打击和防控内幕交易工作。”

Hubei securities regulatory bureau had for this round of regulatory storm played“precautionary”。 In this year's insider trading at the prevention and control of training,Hubei securities regulatory bureau chief RuiYueHua revealed,In the first half of this year suspected violations of hubei jurisdiction internal survey has 14 up,12 of which the alleged insider trading。RuiYueHua was put forward,Hubei securities regulatory bureau will transform regulatory concept,Daily strict requirements,Check in time,Implement strict regulatory measures。“The sincerity files will be credited to the writes down,This change will substitute,The judicial organ to the judicial organ,Firmly containing the listed company irregularities,Practically paying special attention to the strike and prevention and control work of insider trading。”

  严格监管当然是好事,但也有市场人士担心,一个区域内连续披露违规违法案件,不利于当地的资本市场形象。记者此前也曾就此问题与湖北证监局一位官员进行了交流。对方表示,规范是发展的基础保障,打击违法行为其实是为了更长远的利益,“有案必查”是证监局的一贯态度,不会因为外界的一些评论和担心而改变。

Strict supervision of course is a good thing,But there are also people worried about the market,An area of the continuous disclosure illegal violations,Against the local capital markets image。Reporter once before the matter with hubei securities regulatory bureau a officials for communication。Each other said,Standard is the foundation of the development of security,The illegal behavior is actually blow to more long-term interests,“A case will check”The securities regulatory bureau is consistent attitude,Not because of some of the comments and worry about the outside world and change。

  “有媒体评论湖北是内幕交易的重灾区,这是不公平的。根据证监会的要求,我们一直对内幕交易实行零容忍的政策,也构建了一整套的防控体系,但一个案件的调查周期是很长的,很多今年我们通报的案子,就是2010年、2011年开始调查的,直到今年才有结果。”针对市场上的一些误读,湖北证监局曾通过媒体释疑。记者注意到,在华昌达披露的调查通知书中,已明确表明不影响公司的正常生产经营 ,这也应是监管部门消除不良影响的一个举措。

“Media comment hubei is insider trading of the worst-hit areas,This is not fair。According to the requirements of the CSRC,We have been on insider trading a zero tolerance policy,And also construct a set of prevention and control system,But a survey of the case is a long period,A lot of this year we report to the case,Is 2010 years、The investigation began in 2011,Until this year have the result。”In view of market on some of the misread,Hubei securities regulatory bureau once through the media clearing up doubts。Reporters noticed that,In the investigation of the disclosure of huachang notice,Already clear that it will not affect the company's normal production and operation ,It should also be the supervision department eliminate the bad effects of a move。



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