据消息人士透露，证监会上周向天津、上海等地清理整顿各类交易场所工作领导小组办公室下发关于征求《清理整顿各类交易场所部际联席会议检查验收工作指引》意见的函，用于指导各地清理整顿及检查验收工作。

According to sources，Securities regulatory commission to tianjin last week、Shanghai to the rectifications in all kinds of trading places work leading group office issued for《Rectifications in all kinds of trading places the joint meeting of BuJi examination and acceptance of work instructions》Opinion of，Used to guide rectifications in and around examination and acceptance of work。

　　《工作指引》主要包括四个部分，第一部分是各省级人民政府向部际联席会议报送的清理整顿工作报告，内容涵盖清理整顿工作机制建设、组织领导、工作分工、出台文件及运行情况，摸底调查情况及本省交易场所存在的主要问题，清理整顿工作开展情况，信访处理、善后处置、维稳工作及案件处理等多个方面。

《Guidance on the》Mainly includes four parts，The first part is each provincial people's government to BuJi submitted a joint meeting of the rectifications program report，Contents include the rectifications mechanism construction、leadership、Division of work、Issued documents and operation，Baseline survey and trading places in the province are the main problem，The rectifications program carrying case，Complaint handling、Rehabilitation treatment、D steady work and case processing, etc。

　　第二部分是未经省级人民政府批准设立，清理整顿并验收通过后，征求部际联席会议意见拟继续保留的交易所申请材料。需提交内容包括交易所定位、股东情况，可行性研究分析及风险评估。交易所的交易行为、章程、交易规则和管理制度是否违反国发38号文件和《实施意见》的规定。地方政府对交易所的日常监管情况及交易所如何保证交易信息系统符合安全稳定性要求等内容。

The second part is without the approval of the people's government at the provincial level set up，And after rectifications acceptance through，Ask for BuJi opinion intends to continue to retain the joint meeting of the exchange the application materials。Need to submit content including exchange positioning、Shareholders situation，Feasibility study analysis and risk assessment。Exchange trading behavior、articles、The trading rules and management system is violation of guo fa 38 files and《Implementation opinion》Provisions of the。Local government to exchange daily supervision and how to ensure that the exchange trading information system for stability of the content such as requirements。

　　第三部分是报部际联席会议备案交易所申请材料。该部分主要针对在清理整顿前经省级人民政府批准设立运营，确有必要保留的交易所，但具体情况又分为：清理整顿前未违反国发38号文件和《实施意见》规定的；违反国发38号文件和《实施意见》的规定，但经清理整顿后检查验收通过的；以及从事车辆、房地产等实物交易，未违反国发38号文件和《实施意见》的规定，拟继续使用“交易所”字样的交易所，而这三类情形都需各自上报不同的备案材料。

The third part is BuJi for joint meeting record exchange the application materials。The main part for rectifications in before provincial people's government approval to establish the operation，Is necessary to keep the exchange，But the specific situation is divided again：Before the rectifications does not violate the 38 documents and shipping《Implementation opinion》Provisions of the；Violation of guo fa 38 files and《Implementation opinion》Provisions of the，But after the rectifications examination and acceptance of through；For vehicles and、Real estate real deal，Does not violate the 38 documents and shipping《Implementation opinion》Provisions of the，Intends to continue to use“exchange”On exchange，And the three kinds of circumstances are required to report their different record filing materials。

　　第四部分是征求部际联席会议意见后拟新设交易所申请材料，提交内容与第二部分大致相似。

The fourth part is for BuJi opinion to the joint meeting after new set exchange the application materials，Submit content is similar with the second part。

　　该人士介绍，证监会《工作指引》的下发，标志着全国范围交易所清理整顿工作步入收官阶段，后续重点将转移到各地方善后问题的处置上来，但从一些市场投资者维权情况来看，后面还有很长的工作需要开展。

This personage introduces，CSRC《Guidance on the》Issued by the，Marks national exchange the rectifications program into the finale，The follow-up key will be transferred to the local the handling of rehabilitation up，But from some market investors' rights situation，There are long work need to develop。