本报讯 证监会有关部门负责人日前表示，《证券期货市场诚信监督管理暂行办法(草案)》有望很快出台，今后行政许可审查工作一律必须考察申请人及相关当事人的诚信记录，有关市场主体在市场活动及人员聘任中可以按照规定查询其他相关机构与个人的诚信记录，并将建立统一的上市公司公开承诺履行情况公示制度，监督、督促上市公司积极履行分红、资产重组等公开承诺。

Report from our correspondent securities regulatory commission in charge of relevant departments said yesterday，《Stock futures market credit supervision and the provisional measures(draft)》Is expected to come soon，In the future the administrative licensing examination must consider the applicant and all of the parties concerned credit records，The relevant market subjects in market activities and personnel in accordance with the relevant provisions of the employment can other relevant organizations and individual query the credit records，And will build unified public commitment system of public performance，supervision、Supervise the listed company to share out bonus positive、Such as assets restructuring public commitment。

　　近一段时期以来，证监会高度重视诚信建设，证监会主席郭树清在多个场合反复强调，对市场违法失信“零容忍”，要切实加大工作力度，采取有效措施，坚决打击违法失信行为，严惩不法分子，保护投资者利益，维护市场信心。

Nearly a period，Securities pay high attention to the construction of good faith，Securities regulatory commission chairman guo on many occasions reiterated，The market for illegal to keep his promise“Zero tolerance”，To practically strengthen work dynamics，Take effective measures，Firmly attack illegal discreditable behavior，Severely punished illegal elements，Investor protection，Maintenance market confidence。

　　《大众证券报》统计发现，今年以来证监会总计针对190家公司或个人的违规行为进行了处罚，其中164名个人因违规被罚。23家公司或个人遭到公开谴责，89家公司或个人被证监会公开批评，11家公司与67名个人遭到公开处罚，累计处罚金额达到1307万。从违规类型看，未及时披露公司重大事项、信息披露虚假或严重误导性陈述、未依法履行其他职责成为占多数。

《Public stock certificate report》Statistics found that，Since this year for a total of 190 companies CSRC or personal infractions on the punishment，164 of them for violating the individual be fined。23 companies or individuals were denounced，89 companies or individuals are securities regulatory commission public criticism，11 companies and 67 individuals has been openly punishment，Cumulative punishment amount of 13.07 million。From illegal type look，Not timely disclosure the company significant issues、Information disclosure false or serious misleading statements、Not to perform other duties be in the majority。

　　据了解，市场和社会各个方面对于上述《办法》高度关注，包括上市公司、证券公司、基金公司、期货公司等各类市场主体和中介机构、从业人员、专家学者以及证监会系统相关单位等都提出了很好的意见和建议，内容涉及《办法》的各个方面。

According to understand，Market and social each aspect for the above《way》High attention，Including the listed company、Securities company、Fund company、Futures companies and other kinds of market main body and intermediary organizations、employees、Experts and scholars and securities related units are put forward such as system the good opinion and suggestion，Content involves《way》All aspects of the。

　　对于这些意见和建议，证监会高度重视，在逐条进行梳理、分析和研究的基础上，对《办法》的相关内容进行了进一步的修改完善。目前，修改完善后的《办法》正在履行必要的规章制定工作程序，将于近期正式出台。

For these comments and Suggestions，CSRC high attention，In headed comb、Based on the analysis and research，to《way》The relevant contents of further modification and improvement。At present，After modification and improvement《way》Are perform necessary rules and develop a work procedures，Formal introduction will, in the near future。

　　该《办法》围绕全市场统一的诚信档案，推出一系列的诚信监管制度，主要包括：一是建立诚信档案公开查询制度，允许市场主体申请查询本人或相关主体的诚信记录，强化市场主体的自我约束和相互监督。二是建立统一的上市公司公开承诺履行情况公示制度，监督、督促上市公司积极履行分红、资产重组等公开承诺。三是强化监管执法各个环节的诚信约束，行政许可审查工作一律必须考察申请人及相关当事人的诚信记录，对存在违法失信记录的将依法施以程序和实体约束；在业务创新、试点中，对一贯诚信守法者予以支持、倾斜；在常规监管、检查环节，根据监管对象的诚信状况做出差异化安排，对违法失信记录较多予以重点关注；发审委等委员专家遴选，实行存在失信记录“一票否决”等。四是规定对有关人士发表与实际情况不符的市场评论信息，严重误导投资者的，监管部门可以出具诚信关注函，记入诚信档案。五是明确证监会将与其他部门开展诚信信息共享，实现对失信行为的协同监管。

the《way》All around the unity of the market credit archives，Produce a series of good faith supervision system，Mainly includes：One is building the credit archives public inquires the system，Allow the market main body or related subject I apply for inquires the credit records，Strengthening the market main body of self-discipline and mutual supervision。Two is to establish unified public commitment system of public performance，supervision、Supervise the listed company to share out bonus positive、Such as assets restructuring public commitment。Three is to strengthen the supervision of the law enforcement each link integrity constraints，The administrative licensing examination must consider the applicant shall work and of the relevant parties credit records，To the existing breaks the record will be illegal in accordance with the procedures and entity with constraints；In business innovation、Pilot in，To be honest ShouFaZhe consistent support、tilt；In a routine supervision、Check the link，According to the regulation of the object in good faith to make differentiation arrangement，To promise more illegal record to focus on；Such as the selection of FaShenWei experts，The dishonest record there“One ticket veto”etc。Four provisions of the relevant personage is delivered with the reality of the market review information，Serious misleading investors，Regulators issued by letter of credit can be attention，Credited to credit archives。Five is clear with other departments to CSRC for credit information sharing，To achieve coordinated supervision of discreditable behavior。

　　“管理层加快市场诚信制度建立的步伐非常快，对市场违法失信零容忍更是表明了一种治理态度。”首创证券研发部副总经理王剑辉昨日晚间接受《大众证券报》采访时表示，相关办法一旦出台就标志着对机构和个人的违法行为有了更严厉的惩罚制度，诚信记录一旦建立也会加大各方的约束力，有利于促进市场中“好机构”与“好人”的聚集，对于再融资、资产重组等行政审批工作有很大的帮助。记者 徐海峰

“Management to speed up the pace of the market credit system set up very quickly，To market promise zero tolerance is illegal shows that a management attitude。”The research and development of securities of vise general manager WangJianHui yesterday evening to accept《Public stock certificate report》Interviews that，Once the related rules issued marked the to the illegal action of the organizations and individuals have more severe punishment system，Once established good faith record also can increase the parties to the binding upon both parties，To promote the market“Good organization”and“Good man”Gathering of，For refinancing、Such as assets restructuring work of administrative examination and approval has very great help。Reporter xu haifeng got