陕西证监局2月1日在西安召开2013年陕西省证券期货监管工作会议。会议总结了2012年陕西资本市场工作，深入分析当前市场形势，安排部署2013年重点工作，强调工作主要思路是以保护投资者合法权益为核心，坚持科学监管，突出创新发展主基调，守住不发生重大、突发性事件的底线，努力为陕西经济社会发展服务。

Shaanxi securities regulatory bureau on February 1, 2013 in xian shaanxi province held securities and futures supervision work conference.The meeting summarized the work of shaanxi province in 2012 the capital market,In-depth analysis of the current market situation,Arrange the deployment of 2013 key work,Emphasize the main idea is to work to protect the legitimate rights and interests of investors as the core,Adhere to the scientific supervision,Outstanding innovation development advocate fundamental key,Keep do not produce great/The bottom line of sudden events,Efforts for shaanxi to economic and social development services.

　　会上，陕西证监局局长王宏斌作重要讲话，他指出，2012年，在证监会和省委、省政府正确领导下，辖区各上市公司和证券期货经营机构深入落实科学发展观，积极适应资本市场改革发展新形势，强化规范运作，防范化解风险，维护“三公原则”和市场秩序，保护投资者合法权益，突出发展主基调，服务经济社会发展大局，辖区资本市场建设和发展取得了新成绩：企业上市工作积极推进，直接融资逆市增长；上市公司质量稳步提高，规范运作基础不断夯实；证券经营机构合规管理与风控不断加强，创新发展取得重要突破；期货经营机构发展步伐加快，服务实体经济能力增强；中介机构执业质量稳步提升，市场约束机制进一步发展；持续性监管不断深入，辖区市场保持平稳运行。

meeting,Shaanxi securities regulatory bureau director wang hongbin made an important speech,He pointed out that,In 2012,,The CSRC and the provincial party committee/The provincial government under the correct leadership,The jurisdiction of listed company and securities and futures management agency further implement the scientific concept of development,Actively adapt to the new situation of reform and development of capital market,Strengthen the standard operation,Prevent and eliminate risk,maintenance"Three principles"And market order,To protect the legitimate rights and interests of investors,Give priority to the development of the main tone,Service to the overall situation of economic and social development,Jurisdiction capital market construction and development has made the new achievement:Enterprise listed work actively promote,Direct financing inverse city growth;The quality of listed companies has risen steadily,Standard operation foundation continuously tamp;The securities operation institution compliance management and wind control continuously strengthen,Innovation and development made significant breakthrough;The futures management agency to speed up the pace of development,Service entity economy ability enhancement;Intermediary service quality steadily improved,The further development of market restraint mechanism;Continuous supervision further,Jurisdiction market keep running smoothly.

　　王宏斌局长介绍，2012年陕西省企业上市保持良好态势，直接融资规模逆市增长达到64.05亿元，同比增幅237.1%。新增境内上市公司2家，3家企业通过发审核核准等待发行，7家企业进入证监会 IPO 预审程序，正在陕西证监局备案辅导企业达到21家。另外，一批新材料、环保节能、航空航天领域的优质企业陆续启动改制工作，为推动陕西“十二五”期间企业发行上市高潮打下坚实基础。

Wang hongbin director is introduced,In 2012, shaanxi listing of a company to maintain good posture,Direct financing scale inverse city growth reached 6.405 billion yuan,The year-on-year growth rate of 237.1%.Two new domestic listed companies,3 enterprises through the hair audit approved waiting for release,7 enterprises in securities IPO trial procedure,Securities regulatory bureau is shaanxi record guidance enterprise to achieve and home.In addition,A number of new materials/Environmental protection and energy saving/Aerospace field of high quality enterprise restructuring were launched,In order to promote shaanxi"1025"During enterprise offering high tide to lay a solid foundation.

　　王宏斌对2013年陕西资本市场的工作重点做出六个方面部署：一是积极发挥职能优势，服务地方经济发展；二是着力完善上市公司治理，提高规范化运作水平；三是强化证券经营机构合规管理，推动行业创新发展；四是维护期货市场平稳运行，提升服务实体经济能力；五是推动中介机构归位尽职，发挥市场监督与约束作用；六是坚持依法治市，严厉打击各类违法违规行为。

Wang hongbin 2013 shaanxi capital market focus make six aspects deployment:One is to give full play to advantages of function,The service local economic development;The second is to perfect the corporate governance of listed company,To improve the level of standard operation;Three is to strengthen the compliance management of securities business institutions,Promote the industry innovation and development;Four is to maintain the futures market running smoothly,Enhance service entity economic ability;Five is to promote intermediaries home due diligence,Bring the market supervision and constraint function;Six is to insist to govern the city,Crack down on all kinds of illegal behavior.

　　引人关注的是，王宏斌还提出，将积极把握全国性场外交易市场建设的有利机遇，全力推动西安高新技术开发区、杨凌农业示范区进入“新三板”试点范围，为陕西中小企业进入多层次资本市场创造条件。本报记者曹桢

Compelling is,Wang hongbin also puts forward,Will actively grasp national over-the-counter market construction of favorable opportunity,To promote xian hi-tech development zone/Yang ling into agricultural demonstration zone"The new SanBan"The scope,For shaanxi to small and medium-sized enterprises into the multi-level capital market to create conditions.Our reporter CaoZhen