《中国银行(601988,股吧)间市场债券回购交易主协议》发布为了维护市场参与者合法权益，促进我国债券回购市场的规范、健康发展，中国人民银行日前发布公告，同意中国银行间市场交易商协会发布《中国银行间市场债券回购交易主协议》。证监会将适时推出员工持股计划管理办法中国证监会副主席刘新华在出席“第八届北京国际金融博览会”开幕式致辞时表示，《上市公司员工持股计划管理暂行办法》已完成征求意见，将适时推出。银监会要求银行全面排查代销业务风险银监会办公厅12月14日签发的《关于银行业金融机构代销业务风险排查的通知》要求，各银行业金融机构要加强内部管理，对本行代理销售的第三方产品的业务流程进行全面风险排查。基金审核大幅简化 12月13日，证监会宣布，将对基金产品审核制度进行全面改革，拟取消产品审核通道，基金公司可根据市场需求自行决定上报数量和类型，并鼓励基金公司建立基金退出机制。 证监会拟允许券商等三类机构开展公募基金业务证监会12月30日公布了《资产管理机构开展公募证券投资基金管理业务暂行规定（征求意见稿）》，拟允许符合条件的证券公司、保险资产管理公司、私募证券基金管理机构三类机构直接开展公募基金管理业务。证券公司柜台交易业务试点启动中国证券业协会21日发布《证券公司柜台交易业务规范》，同时，海通证券(600837,股吧)、国泰君安证券、国信证券、申银万国证券、中信建投证券、广发证券(000776,股吧)、兴业证券(601377,股吧)7家证券公司开始启动柜台交易业务试点。政策助力证券公司次级债升级12月27日,证监会发布《证券公司次级债管理规定》。根据修订后的《规定》，证券公司可以在交易场所发行次级债券，并允许其在交易所、银行间市场或其他证监会认可的场所转让。基金法三审通过 历时5年之久，《证券投资基金法》修订草案在2012年12月28日经十一届全国人大常委会第三十次会议表决通过，并将于2013年6月1日起实施。本次修订首次将非公募基金纳入了法律的调整范围。

[The bank of China(601988,guba)Bond between the market transaction master agreement]Released in order to safeguard legitimate rights and market participants,Promote bond repurchase market norms/Healthy development,The people's bank of China has issued,Agree with China interbank market dealers association issued[China's interbank market bond repurchase transaction master agreement].The CSRC will properly with the employee stock ownership plan management measures, vice chairman of the China securities regulatory commission LiuXinHua in attendance"The eighth session of Beijing international financial expo"That opening speech,[The listed company employee stock ownership plan management interim measures]Has been completed for advice,Will properly with the.The CBRC urged Banks comprehensive traffic consignment business risk banking regulatory commission on December 14, general office issued[About the banking financial institutions consignment business risk side notice]requirements,All banking financial institutions to strengthen internal management,On the bank acting sales of third party products business process to conduct a comprehensive traffic risk.Fund audit greatly simplified on December 13,Securities regulatory commission announced,Will the fund product audit system reform,Quasi cancel product audit channel,Fund company can according to the market demand to decide the number and type,And encourage fund company establish fund withdrawal mechanism. CSRC intends to allow brokers and three types of institutions and public offering fund business CSRC December 30 announced[Asset management institutions and public offering of securities investment fund management business interim provisions(draft)],Intends to allow qualified securities company/Insurance asset management company/Private equity securities fund management organ three institutions directly to carry out public offering fund management business.A securities company counter trade business pilot start China securities industry association 21 release[A securities company counter trade business norms],At the same time,Haitong securities(600837,guba)/Guotai junan securities/Securities held/ShenYin universal securities/Citic securities to build a/Wide hair negotiable securities(000776,guba)/Xingye securities(601377,guba)Seven home securities companies start counter trade business pilot.Policy help securities companies subprime upgrade on December 27,Securities regulatory commission issued[A securities company subordinated debt management regulations].According to the revised[provisions],Securities companies can be in trade place issue subordinated bonds,And allow the exchange/Interbank market or other securities regulatory commission approved the transfer of the place.Funds SanShen through the last 5 years,[Securities investment funds]The draft amendment in December 2012 the nikkei and the first session of the 11th National People's Congress standing committee meeting 30 vote to pass,And will be on June 1, 2013 the implementation.The changes will be for the first time non-public funds into the legal adjustment range.